C••• A••• C•••

• F•••• C•••••• A••••••• S••••••• BD affiliated current
  since Oct 10, 2016 · Fort Worth, Tx
• T• A••••••••• I••••••••• M••••••••• L•• former
  Nov 5, 2012 to May 28, 2013 · Fort Worth, Tx
• T• A••••••••• I••• former
  Nov 5, 2012 to May 28, 2013 · Fort Worth, Tx
• S••••••••• A•••••• A•••••••• I••• former
  Oct 7, 2005 to Mar 17, 2006 · Fort Worth, Tx
• S•••••••• A••••••• L•• national BD
  Jan 23, 2004 to Oct 5, 2005 · Westlake, Tx
• M••••• S•••••• D• I••• unclassified
  Oct 8, 2002 to Jul 25, 2003 · Ft. Worth, Tx

• T• A••••••••• I••••••••• M••••••••• L•• to F•••• C•••••• A••••••• S•••••••
  left May 28, 2013, registered Oct 10, 2016 (1231 days) · Other
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left May 28, 2013, registered Nov 5, 2012 (-204 days) · channel change inside one enterprise, not a move
• S••••••••• A•••••• A•••••••• I••• to T• A••••••••• I•••
  left Mar 17, 2006, registered Nov 5, 2012 (2425 days) · Other
• S•••••••• A••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Oct 5, 2005, registered Oct 7, 2005 (2 days) · Other
• M••••• S•••••• D• I••• to S•••••••• A••••••• L••
  left Jul 25, 2003, registered Jan 23, 2004 (182 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address