RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y•••••• C•••
- W•••• F•••• A••••••• wirehouse currentsince Mar 31, 2026 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouse currentsince Dec 14, 2017 · Greensboro, Nc
- O•••• F•• I••• formerJan 30, 2013 to Dec 8, 2017 · Greensboro, Nc
- T•••• F•••••••• A•••••••• I••• formerOct 15, 2008 to Nov 29, 2011 · Greensboro, Nc
- S••••••• I••••••••• S•••••••• I••• formerJun 23, 2005 to Oct 5, 2005 · Brunswick, Ga
- B••• I••••••••• S•••••••• I••• formerMar 17, 2003 to May 6, 2004 · Charlotte, Nc
- M••••• S•••••• D• I••• unclassifiedSep 24, 2002 to Mar 19, 2003 · Greensboro, Nc
- O•••• F•• I••• to W•••• F•••• A•••••••left Dec 8, 2017, registered Dec 14, 2017 (6 days) · Other
- T•••• F•••••••• A•••••••• I••• to O•••• F•• I•••left Nov 29, 2011, registered Jan 30, 2013 (428 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T•••• F•••••••• A•••••••• I•••left Oct 5, 2005, registered Oct 15, 2008 (1106 days) · Other
- B••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left May 6, 2004, registered Jun 23, 2005 (413 days) · Other
- M••••• S•••••• D• I••• to B••• I••••••••• S•••••••• I•••left Mar 19, 2003, registered Mar 17, 2003 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address