L••• M•••••

W•••• F•••• A•••••••wirehouseDayton, Oh dual registrantIAPD 4549454

Feed of 09/15/2026

Also filed as L••• M•••• C••••••••• M•••• M••••••••• M• M•••••

At current firm

3 y

since Oct 11, 2022

In the industry

21 y

since Aug 12, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 20, 2024 · Mason, Oh
W•••• F•••• A••••••• wirehouse current
since Oct 11, 2022 · Cincinnati, Oh
R•••••• J•••• • A••••••••• I••• national BD
Sep 25, 2006 to May 4, 2022 · Cincinnati, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 27, 2006 to May 15, 2006 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
left May 4, 2022, registered Oct 11, 2022 (160 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••
left May 15, 2006, registered Sep 25, 2006 (133 days) · Other

Signals

••• Locked
May 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address