RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- K•••••• independent RIA currentsince Mar 20, 2023 · St. Louis, Mo
- E••••••• V••••• C•••••• formerMay 11, 2010 to Jul 17, 2023 · St Louis, Mo
- H• C•••••• M••••••••• L•• formerFeb 1, 2007 to Apr 15, 2010 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 20, 2005 · St Louis, Mo
- P••••••••• E••••• G••••• L•• unclassifiedJun 19, 2000 to Jul 1, 2003 · St. Louis, Mo
- E••••••• V••••• C•••••• to K••••••left Jul 17, 2023, registered Mar 20, 2023 (-119 days) · RIA to RIA
- H• C•••••• M••••••••• L•• to E••••••• V••••• C••••••left Apr 15, 2010, registered May 11, 2010 (26 days) · Other
- W•••• F•••• A••••••• to H• C•••••• M••••••••• L••left Oct 20, 2005, registered Feb 1, 2007 (469 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- J••• A••••• V••••• left E••••••• V••••• C•••••• for Krilogy (registered 2023-03-20)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address