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Registered advisor
S••••• A••• P•••• W•••••
Feed of 09/15/2026
Also filed as S••••• A••• P••••
At current firm
10 y
since Mar 15, 2016
In the industry
23 y
since Oct 24, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 15, 2016 · Lakeland, Fl
- S••••• W••••• A•••••••• I••• no RAUMMay 31, 2012 to Jan 19, 2016 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDDec 4, 2007 to May 31, 2012 · Orlando, Fl
- M••••• S•••••• D• I••• unclassifiedDec 5, 2003 to Jun 19, 2006 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 15, 2002 to Apr 30, 2003 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to W•••• F•••• A•••••••left Jan 19, 2016, registered Mar 15, 2016 (56 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left May 31, 2012, registered May 31, 2012 (0 days) · Other
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Jun 19, 2006, registered Dec 4, 2007 (533 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Apr 30, 2003, registered Dec 5, 2003 (219 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address