RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• B••••••
- C••• S••••• P••••••• BD affiliated currentsince Sep 15, 2022 · Charlottsville, Va
- D••••• H•••••• F•••••• • B••••• I••• formerOct 6, 2021 to Sep 15, 2022 · Charlottesville, Va
- O•• D••••••• C•••••• M••••••••• I••• formerNov 19, 2001 to Oct 6, 2021 · Charlottesville, Va
- D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••left Sep 15, 2022, registered Sep 15, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- O•• D••••••• C•••••• M••••••••• I••• to D••••• H•••••• F•••••• • B••••• I•••left Oct 6, 2021, registered Oct 6, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• B•••••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-09-15)Sep 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address