DFX Intelligence
RIA Intelligence
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Registered advisor
E••••• J••• H••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Nov 1, 2018
In the industry
24 y
since Jul 8, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Northbrook, Il
- E•••••• F•••••••• S•••••••• L•• formerMay 17, 2010 to Nov 1, 2018 · Fairfax, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 24, 2003 to May 11, 2010 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to E•••••• F•••••••• S•••••••• L••left May 11, 2010, registered May 17, 2010 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address