W•••••• M••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since May 19, 2023 · Madison, Nj
• R•• C•••••• M••••••• L•• national BD
  Mar 6, 2009 to May 25, 2023 · New York, Ny
• W•••• F•••• A••••••• wirehouse
  May 23, 2005 to Mar 10, 2009 · New York, Ny

• R•• C•••••• M••••••• L•• to J••• M••••• S••••••••• L••
  left May 25, 2023, registered May 19, 2023 (-6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
  left Mar 10, 2009, registered Mar 6, 2009 (-4 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  May 25, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address