G•••••• W• H•••••

S•••••••• A••••••• L••national BDOxford, Fl dual registrantIAPD 4555010

Feed of 09/15/2026

Also filed as G••• W•••••• H••••••••• H••••••••• W•••••• H•••••

At current firm

1 y

since Mar 31, 2025

In the industry

23 y

since Oct 17, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Oxford, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 17, 2021 to Mar 31, 2025 · The Villages, Fl
O•••• W•••••• I••• BD affiliated
Mar 1, 2021 to Oct 8, 2021 · Ocala, Fl
E••••• J•••• national BD
Jul 22, 2019 to Mar 2, 2021 · Gainesville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 18, 2019 to Jul 11, 2019 · Lady Lake, Fl
S•••••••• I••••••••• M••••••••• former
Mar 23, 2017 to Mar 7, 2018 · The Villages, Fl
U•• F•••••••• S••••••• I••• wirehouse
Sep 29, 2005 to Jun 18, 2007 · Ocala, Fl
A• G• E•••••• • S•••• I••• unclassified
Oct 17, 2002 to Sep 30, 2005 · The Villages, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 8, 2021, registered Nov 17, 2021 (40 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to O•••• W•••••• I•••
left Mar 2, 2021, registered Mar 1, 2021 (-1 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jul 11, 2019, registered Jul 22, 2019 (11 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• I••••••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 7, 2018, registered Jan 18, 2019 (317 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
U•• F•••••••• S••••••• I••• to S•••••••• I••••••••• M•••••••••
left Jun 18, 2007, registered Mar 23, 2017 (3566 days) · Other
A• G• E•••••• • S•••• I••• to U•• F•••••••• S••••••• I•••
left Sep 30, 2005, registered Sep 29, 2005 (-1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address