DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lisa Elaine Shannon
Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseOklahoma City, Okdual registrantIAPD 4556235
Feed of 09/14/2026
Also filed as Lisa Elaine Burke
At current firm
7 y
since Dec 7, 2018
In the industry
24 y
since Aug 28, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Dec 7, 2018 · Oklahoma City, Ok
- Wells Fargo Advisors wirehouseApr 28, 2017 to May 9, 2017 · Oklahoma City, Ok
- Bok Financial Advisors BD affiliatedMar 26, 2008 to Oct 3, 2018 · Oklahoma City, Ok
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 28, 2005 to Jul 5, 2006 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- Bok Financial Advisors to Wells Fargo Advisorsleft Oct 3, 2018, registered Apr 28, 2017 (-523 days) · Affiliated broker-dealer or bank to wirehouse
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 9, 2017, registered Dec 7, 2018 (577 days) · Wirehouse to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bok Financial Advisorsleft Jul 5, 2006, registered Mar 26, 2008 (630 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address