RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• C•••••• W•••••
- S••••••••• W••••• M••••••••• I••• independent RIA currentsince Mar 16, 2022 · Temperance, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedSep 24, 2013 to Aug 1, 2014 · Sylvania, Oh
- P•• W••••• M••••••••• BD affiliatedFeb 23, 2011 to Jul 18, 2011 · Ann Arbor, Mi
- H••••••••• F•••••••• A••••••• to S••••••••• W••••• M••••••••• I•••left Aug 1, 2014, registered Mar 16, 2022 (2784 days) · Other
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Jul 18, 2011, registered Sep 24, 2013 (799 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address