DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• M••••• A•••• M••••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 29, 2012 · 37 filings
SEC status approved since Feb 2, 1990
RAUM
$42B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$42B
derived; firm RAUM over IAPD count
Employees
30
30 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$42B as of Apr 1, 2026
Mar 29, 2012$5.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Apr 1, 2026
Mar 29, 20120 then
Employees (5.A)30 as of Apr 1, 2026
Apr 1, 201328 then
Private funds1 as of Oct 29, 2025
Mar 28, 20161 then
RAUM +8.1% over the last fiscal year+12% a year over threeIARs 0 to 4
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $42BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 78%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 30.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- $33BreportedItem 5.I
- Custody
- $29B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$33B78%
- Investment companies$9.3B22%
- Corporations and businesses$27.4M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $29B for 6 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.22 institutional_share=0.78 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M• W•••••••Chartered Financial Analyst | Horsham, Pa | Dec 7, 2017 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Y• J•• K•• to T•••• A•••• M•••••••••May 7, 2021 · Other
- V••••••• M•••• R••••••• to H•••••• T••••••• • K•••• L••Mar 29, 2019 · Other
Joined, latest
- V••••••• M•••• R••••••• from H•••••• T••••••• • K•••• L••Dec 7, 2017 · Other
- T••••• M• W••••••• from H•••••• T••••••• • K•••• L••Dec 7, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from H•••••• T••••••• • K•••• L••Sep 22, 2017 · Horsham, Pa
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• M••••• A•••• M••••••••• M••••••••• F••• •••••••• L•• • S••••• A•no longer reported | Hedge Fund | $135M | 1 | Jan 4, 2016 |
| P••• M••••• A•••• M••••••••• M••••••••• F••• •••••••• L•• • S••••• B• | Other Private Fund | $68.6M | 2 | Sep 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- H•••••••• K••••• G••••• · Chief Operating Officer, Manager Of Board Of Managerscontrolsince 05/2014 · owns less than 5%
- O•••••••• D••••• M•••••• · Chairman Of The Board Of Managerscontrolsince 06/2014 · owns less than 5%
- G•••••• A••••• J• · Manager Of Board Of Managerssince 04/2024 · owns less than 5%
- H••••••••• M•••• E•••• · President & Cio, Manager Of Board Of Managerssince 01/2022 · owns less than 5%
- R••••••• D••••• M•••••• · Manager Of Board Of Managerssince 01/2022 · owns less than 5%
- R•••••••• V•••••••• M•••• · Chief Compliance Officer, Manager Of Board Of Managerssince 10/2021 · owns less than 5%
Entity owners
- T•• P••• M••••• L••• I•••••••• C•••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- 1••• I•••••••• C••••••• L••real estaten
- H•••••• T••••••• • K•••• L••broker-dealerinvestment adviserreal estatenRAUM $9.0B
- P•• R••••••••• C•••••• O• D••••••• I•real estaten
- T•• P••• I•••••••• A•• A•••••• C••••••real estaten
- T•• P••• I•••••••• A•• A•••••• C•••••• O• N•• Y•••real estaten
- T•• P••• M••••• L••• I•••••••• C••••••real estatey
- V••••• L••• I•••••••• C••••••real estaten
Advisers that list P••• M••••• A•••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Apr 1, 2026advises private funds (Item 7.B): yes on the filing of 2025-10-29, no on the filing of 2026-04-01peers: institutional managers, $20B and over (90)
What changed
consecutive filings, newest first
- Accounts · 40 to 35Oct 29, 2025 to Apr 1, 2026
- Advisory employees · 35 to 30Oct 29, 2025 to Apr 1, 2026
- Pooled vehicle clients · 2.0 to unsetOct 29, 2025 to Apr 1, 2026
- Employees · 35 to 30Oct 29, 2025 to Apr 1, 2026
- State-registered IARs · 0 to 4Oct 29, 2025 to Apr 1, 2026
- Private funds · 1 to unsetOct 29, 2025 to Apr 1, 2026
- Discretionary RAUM · $39B to $42BOct 29, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · 109092369.0 to unsetOct 29, 2025 to Apr 1, 2026
- RAUM · $39B to $42BOct 29, 2025 to Apr 1, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 2, 2025
- Advisory employees · 33 to 35Jan 31, 2025 to Mar 28, 2025
- BD registered reps · 2 to 3Jan 31, 2025 to Mar 28, 2025
- Pooled vehicle clients · 3 to 2Jan 31, 2025 to Mar 28, 2025
- Assets in custody · $68.6M to $29BJan 31, 2025 to Mar 28, 2025
- Employees · 33 to 35Jan 31, 2025 to Mar 28, 2025
- Discretionary RAUM · $34B to $39BJan 31, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $68.6M to $109MJan 31, 2025 to Mar 28, 2025
- RAUM · $34B to $39BJan 31, 2025 to Mar 28, 2025
- Succession · true to falseNov 18, 2024 to Dec 3, 2024
- Succession · false to trueNov 12, 2024 to Nov 18, 2024
- Advisory employees · 38 to 33May 30, 2023 to Mar 29, 2024
- BD registered reps · 4 to 2May 30, 2023 to Mar 29, 2024
- Assets in custody · $21B to $68.6MMay 30, 2023 to Mar 29, 2024
- Employees · 38 to 33May 30, 2023 to Mar 29, 2024
- HQ city · HORSHAM to CONSHOHOCKENMay 30, 2023 to Mar 29, 2024
- State-registered IARs · 2 to 0May 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $30B to $34BMay 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $69.2M to $68.6MMay 30, 2023 to Mar 29, 2024
- RAUM · $30B to $34BMay 30, 2023 to Mar 29, 2024
- Related bank · true to falseMay 30, 2023 to Mar 29, 2024
- Accounts · 42 to 40May 6, 2022 to Mar 31, 2023
- Advisory employees · 35 to 38May 6, 2022 to Mar 31, 2023
- BD registered reps · 3 to 4May 6, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 3May 6, 2022 to Mar 31, 2023
- Assets in custody · $23B to $21BMay 6, 2022 to Mar 31, 2023
- Employees · 35 to 38May 6, 2022 to Mar 31, 2023
- Private funds · 2 to 1May 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $35B to $30BMay 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $209M to $69.2MMay 6, 2022 to Mar 31, 2023
- RAUM · $35B to $30BMay 6, 2022 to Mar 31, 2023
Signals
4 dated events
- P••• M••••• A•••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 18, 2024 · Succession (Item 4) · fact
- Claire Eileen Mcdonnell (Manager Of The Board) no longer on Schedule A of P••• M••••• A•••• M••••••••• L•• (listed 2021-03-31, absent 2022-02-04)Feb 4, 2022 · Control person left · inference
- Twine Susan Deakins (Director) no longer on Schedule A of P••• M••••• A•••• M••••••••• L•• (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- M•••• V••••••• R••••••• (Chief Compliance Officer / Chief Operating Officer) no longer on Schedule A of P••• M••••• A•••• M••••••••• L•• (listed 2018-03-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/P•••-M•••••-ASSET-MANAGEMENreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 215-956-8114reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026