DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Richard Walker
Feed of 09/14/2026
At current firm
7 y
since Jul 26, 2019
In the industry
24 y
since Sep 18, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thrive Capital Management, LLC independent RIA currentsince Jul 26, 2019 · Fort Washington, Pa
- Citizens Securities, Inc. BD affiliatedJun 29, 2016 to Jul 16, 2018 · Philadelphia, Pa
- Creativeone Securities, LLC BD affiliatedJan 4, 2016 to Jun 28, 2016 · Thorofare, Nj
- Independent Financial Partners BD affiliatedApr 22, 2015 to Dec 31, 2015 · West Deptford, Nj
- Bridge Wealth Advisors unclassifiedAug 7, 2012 to Mar 30, 2015 · Mount Laurel, Nj
- LPL Financial LLC BD affiliatedMar 4, 2011 to Jan 29, 2016 · Marlton, Nj
- Securities America Advisors, Inc. formerMay 8, 2007 to Feb 28, 2011 · Langhorne, Pa
- Ameriprise Financial Services, LLC national BDJul 21, 2003 to May 10, 2007 · Camp Hill, Pa
Moves
a registration end followed by a registration begin elsewhere
- Citizens Securities, Inc. to Thrive Capital Management, LLCleft Jul 16, 2018, registered Jul 26, 2019 (375 days) · Affiliated broker-dealer or bank to independent RIA
- Creativeone Securities, LLC to Citizens Securities, Inc.left Jun 28, 2016, registered Jun 29, 2016 (1 days) · Other
- LPL Financial LLC to Bridge Wealth Advisorsleft Jan 29, 2016, registered Aug 7, 2012 (-1270 days) · Other
- Independent Financial Partners to Creativeone Securities, LLCleft Dec 31, 2015, registered Jan 4, 2016 (4 days) · Other · moved with a team
- Bridge Wealth Advisors to Independent Financial Partnersleft Mar 30, 2015, registered Apr 22, 2015 (23 days) · Other
- Securities America Advisors, Inc. to LPL Financial LLCleft Feb 28, 2011, registered Mar 4, 2011 (4 days) · Other
- Ameriprise Financial Services, LLC to Securities America Advisors, Inc.left May 10, 2007, registered May 8, 2007 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address