RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• E•••••• A••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Oct 6, 2025 · Fort Lauderdale, Fl
- W••• I••••••••• I••• unclassifiedDec 1, 2004 to Sep 21, 2007 · Miami, Fl
- W•••• F•••• A••••••• wirehouseSep 6, 2003 to Dec 1, 2004 · Miami , Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 30, 2002 to Mar 20, 2003 · Miami, Fl
- W••• I••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Sep 21, 2007, registered Oct 6, 2025 (6590 days) · Other
- W•••• F•••• A••••••• to W••• I••••••••• I•••left Dec 1, 2004, registered Dec 1, 2004 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Mar 20, 2003, registered Sep 6, 2003 (170 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address