RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••• A•••••
- R••••••• W••••• M••••••••• I••• mixed wealth currentsince Jul 21, 2025 · Tulsa, Ok
- L•• F•••••••• L•• BD affiliatedSep 30, 2019 to Dec 22, 2022 · Gastonia, Nc
- N••••••••• S••••••••• L•• no RAUMMay 14, 2009 to Oct 2, 2019 · Rocky Hill, Ct
- L•• F•••••••• L•• to R••••••• W••••• M••••••••• I•••left Dec 22, 2022, registered Jul 21, 2025 (942 days) · RIA to RIA
- N••••••••• S••••••••• L•• to L•• F•••••••• L••left Oct 2, 2019, registered Sep 30, 2019 (-2 days) · Other
- M•••••• A••• A••••• left L•• F•••••••• L•• for R••••••• W••••• M••••••••• I••• (registered 2025-07-21)Dec 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address