DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• F••••••••• G•••••

E••••• R••• P•••••••• L••mixed wealthSan Antonio, TxIA-onlyIAPD 4558587

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as S••••• Friedrich G•••••

At current firm

4 y

since Sep 23, 2021

In the industry

24 y

since Oct 9, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• R••• P•••••••• L•• mixed wealth current
since Sep 23, 2021 · San Antonio, Tx
A••••• I••••••••• • A••••••• former
Dec 27, 2016 to Jan 6, 2022 · San Antonio, Tx
A••••• T••••• K••• • G•••••• L•• unclassified
Jan 10, 2006 to Dec 31, 2006 · San Antonio, Tx
M••••••••• C•••••• M••••••••• L•• former
Nov 3, 2005 to Dec 27, 2016 · San Antonio, Tx
S•••• T•••• M•••• M••••••••• L••• former
Jul 11, 2002 to Dec 16, 2003 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••• I••••••••• • A••••••• to E••••• R••• P•••••••• L••
left Jan 6, 2022, registered Sep 23, 2021 (-105 days) · RIA to a newly registered adviser · moved with a team
M••••••••• C•••••• M••••••••• L•• to A••••• T••••• K••• • G•••••• L••
left Dec 27, 2016, registered Jan 10, 2006 (-4004 days) · Other
A••••• T••••• K••• • G•••••• L•• to A••••• I••••••••• • A•••••••
left Dec 31, 2006, registered Dec 27, 2016 (3649 days) · Other
S•••• T•••• M•••• M••••••••• L••• to M••••••••• C•••••• M••••••••• L••
left Dec 16, 2003, registered Nov 3, 2005 (688 days) · Other

Signals

S••••• F••••••••• G••••• left A••••• I••••••••• • A••••••• for E••••• R••• P•••••••• L•• (registered 2021-09-23)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address