DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Ronald Burns
Feed of 09/15/2026
Also filed as Ron Burns
At current firm
0 y
since Mar 8, 2026
In the industry
23 y
since Oct 7, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ashton Thomas Private Wealth independent RIA currentsince Mar 8, 2026 · Marietta, Ga
- Pinnacle Peak Private Client Group, LLC independent RIASep 5, 2017 to Mar 11, 2026 · Scottsdale, Az
- Bcg Securities, Inc. independent RIAAug 20, 2015 to Apr 3, 2017 · Roswell, Ga
- Banc One Securities Corporation unclassifiedNov 12, 2004 to Jun 21, 2005 · Salt Lake City, Ut
- Wells Fargo Investments, LLC unclassifiedJun 16, 2004 to Oct 27, 2004 · Salt Lake City, Ut
- UBS Financial Services Inc. wirehouseOct 7, 2002 to Jun 16, 2004 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Pinnacle Peak Private Client Group, LLC to Ashton Thomas Private Wealthleft Mar 11, 2026, registered Mar 8, 2026 (-3 days) · RIA to RIA
- Bcg Securities, Inc. to Pinnacle Peak Private Client Group, LLCleft Apr 3, 2017, registered Sep 5, 2017 (155 days) · Other
- Banc One Securities Corporation to Bcg Securities, Inc.left Jun 21, 2005, registered Aug 20, 2015 (3712 days) · Other
- Wells Fargo Investments, LLC to Banc One Securities Corporationleft Oct 27, 2004, registered Nov 12, 2004 (16 days) · Other
- UBS Financial Services Inc. to Wells Fargo Investments, LLCleft Jun 16, 2004, registered Jun 16, 2004 (0 days) · Other
Signals
- Charles Ronald Burns left Pinnacle Peak Private Client Group, Llc for Ashton Thomas Private Wealth (registered 2026-03-08)Mar 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address