DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cary Ann Murphy
Feed of 09/14/2026
Also filed as Cary Ann Bakalik
At current firm
8 y
since Apr 27, 2018
In the industry
23 y
since Feb 3, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Apr 27, 2018 · Philadelphia, Pa
- Wells Fargo Advisors wirehouseMar 1, 2016 to Apr 30, 2018 · Radnor, Pa
- Credit Suisse Securities (USA) LLC formerSep 3, 2015 to Mar 23, 2016 · West Conshohocken, Pa
- William Blair & Company L.L.C. BD affiliatedMar 7, 2007 to Jul 22, 2015 · Chicago, Il
- A. G. Edwards & Sons, Inc. unclassifiedFeb 4, 2003 to Jul 16, 2004 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to J.P. Morgan Securities LLCleft Apr 30, 2018, registered Apr 27, 2018 (-3 days) · Wirehouse to wirehouse · moved with a team
- Credit Suisse Securities (USA) LLC to Wells Fargo Advisorsleft Mar 23, 2016, registered Mar 1, 2016 (-22 days) · corporate re-registration, not a move
- William Blair & Company L.L.C. to Credit Suisse Securities (USA) LLCleft Jul 22, 2015, registered Sep 3, 2015 (43 days) · Other
- A. G. Edwards & Sons, Inc. to William Blair & Company L.L.C.left Jul 16, 2004, registered Mar 7, 2007 (964 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address