RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• S••••••
- F•••• F•••••••• M••••••••• L• independent RIA currentsince Sep 14, 2020 · Lombard, Il
- B••••••••• S•••••••• W•••••• L•• formerJun 12, 2008 to Sep 19, 2019 · St Louis, Mo
- M••••••••• I••••••••• S••••••• L•• formerDec 9, 2003 to Feb 26, 2008 · Chicago, Il
- M••••••••• I••••••••• S••••••• L•• formerAug 20, 2002 to Feb 18, 2003 · Chicago, Il
- B••••••••• S•••••••• W•••••• L•• to F•••• F•••••••• M••••••••• L•left Sep 19, 2019, registered Sep 14, 2020 (361 days) · Affiliated broker-dealer or bank to independent RIA
- M••••••••• I••••••••• S••••••• L•• to B••••••••• S•••••••• W•••••• L••left Feb 26, 2008, registered Jun 12, 2008 (107 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address