DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Whitney Beth Mclaughlin
Feed of 09/14/2026
Also filed as Whitney Mclaughlin
At current firm
4 y
since Jul 11, 2022
In the industry
23 y
since Jan 31, 2003 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jul 11, 2022 · Moody, Al
- Concourse Financial Group Advisors formerOct 22, 2021 to Jul 8, 2022 · Birmingham, Al
- Rfg Advisory, LLC independent RIAApr 5, 2021 to Oct 15, 2021 · Vestavia Hills, Al
- Pnc Managed Account Solutions, Inc. formerMar 12, 2020 to Mar 30, 2021 · Birmingham, Al
- Cetera Investment Advisers LLC BD affiliatedNov 13, 2019 to Mar 3, 2020 · Birmingham, Al
- Concourse Financial Group Advisors formerMar 8, 2007 to Aug 31, 2007 · Birmingham, Al
- Morgan Keegan & Company, LLC formerNov 6, 2006 to Jan 23, 2007 · Birmingham, Al
- Amsouth Investment Management Company LLC unclassifiedJul 10, 2003 to Nov 28, 2006 · Birmingham, Al
- Amsouth Investment Services, Inc. unclassifiedJan 31, 2003 to Sep 2, 2003 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Concourse Financial Group Advisors to Osaic Wealth, Inc.left Jul 8, 2022, registered Jul 11, 2022 (3 days) · Affiliated broker-dealer or bank to another
- Rfg Advisory, LLC to Concourse Financial Group Advisorsleft Oct 15, 2021, registered Oct 22, 2021 (7 days) · RIA to affiliated broker-dealer or bank
- Pnc Managed Account Solutions, Inc. to Rfg Advisory, LLCleft Mar 30, 2021, registered Apr 5, 2021 (6 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Investment Advisers LLC to Pnc Managed Account Solutions, Inc.left Mar 3, 2020, registered Mar 12, 2020 (9 days) · Affiliated broker-dealer or bank to another
- Concourse Financial Group Advisors to Cetera Investment Advisers LLCleft Aug 31, 2007, registered Nov 13, 2019 (4457 days) · Other
- Morgan Keegan & Company, LLC to Concourse Financial Group Advisorsleft Jan 23, 2007, registered Mar 8, 2007 (44 days) · Other
- Amsouth Investment Management Company LLC to Morgan Keegan & Company, LLCleft Nov 28, 2006, registered Nov 6, 2006 (-22 days) · Other
- Amsouth Investment Services, Inc. to Amsouth Investment Management Company LLCleft Sep 2, 2003, registered Jul 10, 2003 (-54 days) · Other
Signals
- Whitney Beth Mclaughlin left Concourse Financial Group Advisors for Osaic Wealth, Inc. (registered 2022-07-11)Jul 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address