DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• A••••••••• M••••••

E••••• J••••national BDMaryland Heights, Mo dual registrantIAPD 4563670

Feed of 09/14/2026

Also filed as K••••••• Lanet A•••••••••

At current firm

4 y

since Jan 24, 2022

In the industry

23 y

since Oct 7, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jan 24, 2022 · St. Louis, Mo
S•••••• N••••••• • C••••••• I••••••••• national BD
Oct 29, 2014 to Feb 9, 2022 · St. Louis, Mo
L•• F•••••••• L•• BD affiliated
Aug 28, 2013 to Sep 22, 2014 · Jackson, Mo
W•••• F•••• A••••••• wirehouse
Dec 8, 2004 to Jun 20, 2012 · Dallas, Tx
U•• F•••••••• S••••••• I••• wirehouse
Oct 8, 2002 to Jul 21, 2003 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to E••••• J••••
left Feb 9, 2022, registered Jan 24, 2022 (-16 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••
left Sep 22, 2014, registered Oct 29, 2014 (37 days) · Other
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jun 20, 2012, registered Aug 28, 2013 (434 days) · Other
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jul 21, 2003, registered Dec 8, 2004 (506 days) · Wirehouse to wirehouse

Signals

K••••••• A••••••••• M•••••• left S•••••• N••••••• • C••••••• I••••••••• for E••••• J•••• (registered 2022-01-24)
Feb 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address