DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W•••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 4564908

Feed of 09/15/2026

Also filed as J••• Frederick W•••

At current firm

1 y

since Jul 31, 2025

In the industry

23 y

since Oct 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Apr 8, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse current
since Jul 31, 2025 · Lake Oswego, Or
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 4, 2023 to Nov 12, 2024 · San Francisco, Ca
R•••••• J•••• • A••••••••• I••• national BD
Nov 15, 2021 to Jan 19, 2023 · Santa Rosa, Ca
O••••••••• • C•• I••• BD affiliated
Mar 24, 2017 to Nov 19, 2021 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 25, 2005 to Mar 20, 2017 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Nov 12, 2024, registered Jul 31, 2025 (261 days) · Affiliated broker-dealer or bank to wirehouse
R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Jan 19, 2023, registered Jan 4, 2023 (-15 days) · Affiliated broker-dealer or bank to another
O••••••••• • C•• I••• to R•••••• J•••• • A••••••••• I•••
left Nov 19, 2021, registered Nov 15, 2021 (-4 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••••••• • C•• I•••
left Mar 20, 2017, registered Mar 24, 2017 (4 days) · Other

Signals

J••• W••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2025-07-31)
Nov 12, 2024 · Advisor changed firm · fact
J••• W••• left R•••••• J•••• • A••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-01-04)
Jan 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address