RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• •••••• P••••• L••••••
- T•• R•••• W••••• P•••••••• L•• independent RIA currentsince Feb 16, 2024 · Louisburg, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 8, 2022 to Dec 31, 2023 · Raleigh, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•• R•••• W••••• P•••••••• L••left Dec 31, 2023, registered Feb 16, 2024 (47 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- J•••• •••••• P••••• L•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• R•••• W••••• P•••••••• L•• (registered 2024-02-16)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address