DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•••••• P•••••••
Legal name O•••••• P••••••• C•••••• M••••••••• L••
Latest filing Aug 18, 2026
First filing on the tape Mar 30, 2012 · 47 filings
SEC status approved since Feb 15, 1999
RAUM
$2.7B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
87%
$2.3B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$241M
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$2.7B as of Aug 18, 2026
Mar 30, 2012$1.1B then
HNW client RAUM$2.2B as of Aug 18, 2026
Mar 28, 2018$1.3B then
State-registered IARs (5.B.3)8 as of Aug 18, 2026
Apr 1, 20135 then
Employees (5.A)18 as of Aug 18, 2026
Apr 1, 201322 then
Private funds1 as of Aug 18, 2026
Mar 30, 20121 then
RAUM +12% over the last fiscal year+9.9% a year over threeIARs 10 to 8offices 2 to 1
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $241MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 9.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $441M, 230 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B82%
- Charitable organizations$242M9.1%
- Individuals$148M5.6%
- Corporations and businesses$49.1M1.9%
- Other investment advisers$30.5M1.2%
- Pension and profit-sharing plans$9.5M0.4%
- State and municipal entities$7.1M0.3%
- Pooled investment vehicles$10.0%
- Individual clients
- 276reported
- HNW clients
- 428reported
- Pension plan clients
- 4reported
- Charitable clients
- 18reported
- Accounts
- 2,125reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $441M for 230 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.87 fund_share=0.01 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• J••••• E••• | San Francisco, Ca | Jun 3, 2011 | 25 y | 4 |
| P••• G••••• R•••••• | San Francisco, Ca | Apr 8, 2013 | 36 y | 1 |
| D••••• M•••• H•••Certified Financial Planner, Chartered Financial Analyst | San Francisco, Ca | Aug 5, 2013 | 23 y | 1 |
| J•••• P•••••• R••••••Chartered Financial Analyst | San Francisco, Ca | Nov 14, 2018 | 16 y | 1 |
| T••••• A•••••• P•••Certified Financial Planner | San Francisco, Ca | Apr 19, 2021 | 12 y | 3 |
| A•••• M•••••• S•••••Certified Financial Planner | Menlo P•••, Ca | Aug 1, 2022 | 25 y | 6 |
| A•••••••• O•••• S•••••••Certified Financial Planner, Chartered Financial Consultant | San Francisco, Ca | Apr 23, 2024 | 12 y | 4 |
| S•••• J• V•• B••• | San Francisco, Ca | Mar 7, 2025 | 15 y | 0 |
| S•••• R•••••• | Pleasanton, Ca | Dec 5, 2025 | 10 y | 0 |
| Z•••••• J••••• R••••Certified Financial Planner | San Francisco, Ca | Mar 2, 2026 | 12 y | 2 |
| M•••••• K•••••• J••••Chartered Financial Analyst | San Francisco, Ca | Mar 23, 2026 | 15 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount2 left over 36 months
Left, latest
- K•••• J•• M••••••• to P••••••• A•••••••• L••Nov 10, 2025 · RIA to RIA
- J••••• M••••• C•••••• to C••••••• P•••••••May 16, 2025 · RIA to RIA
- L•• W•••••• S•••• to P••••••• A•••••••• L••May 6, 2022 · RIA to RIA
- V•••••• R••••• G•••••••• to A•• W••••• M••••••••• • C••••••••• S•••••••Feb 3, 2022 · RIA to RIA
- N••••••• R••• P••••• to U•• F•••••••• S••••••• I•••Nov 1, 2019 · RIA to wirehouse
- J••••• N•••• H••••••• to M••••• G••••• A••••••• I•••Nov 6, 2017 · Other
- S•••• T••••• S••••••••• to P••••••• C•••••• A••••••• C•••••••••Apr 4, 2016 · Other
- W•••••• F•••••••• P••••••• to S••••••••• A•••• M••••••••• L••Aug 8, 2014 · Other
- S•••• S•••••••• C••••••••• to E•••••• W••••• M•••••••••Dec 7, 2012 · Other
- R•••• I•••••• to A••••• A•• P••••••• S•••••••Jun 4, 2012 · Other
Joined, latest
- M•••••• K•••••• J•••• from J••••• P••• G•••• L••Mar 23, 2026 · RIA to RIA
- Z•••••• J••••• R•••• from T••• H•••••• L••Mar 2, 2026 · RIA to RIA
- A•••••••• O•••• S••••••• from T••••••••• W•••••Apr 23, 2024 · RIA to RIA
- A•••• M•••••• S••••• from S•••••••• L••Aug 1, 2022 · RIA to RIA
- T••••• A•••••• P••• from B•••••••••Apr 19, 2021 · RIA to RIA
- V•••••• R••••• G•••••••• from M••••• G••••• A••••••• I•••Feb 8, 2021 · RIA to RIA
- J••••• M••••• C•••••• from D••••••••• F•••••••• S•••••••May 11, 2020 · Other
- J•••• P•••••• R•••••• from R••• B•••• C•••••• M••••••••• L•Nov 14, 2018 · RIA to RIA
- L•• W•••••• S•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 8, 2018 · Other
- N••••••• R••• P••••• from B•••••• • J••••••••• L••Nov 8, 2017 · Other
- K•••• J•• M••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 11, 2017 · Other
- D••••• M•••• H••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 5, 2013 · Other
- J••••• N•••• H••••••• from U••• F•••••••• P••••••• S•••••••May 8, 2013 · Other
- P••• G••••• R•••••• from A•• A•••• M••••••••• L••Apr 8, 2013 · Other
- W•••••• F•••••••• P••••••• from A••••••• E•••••••• I•••May 2, 2012 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••• A••••••• R•••••• L••• | Hedge Fund | $4.0M | 11 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• A•••••• W••••••• · Chief Compliance Officer/Principalcontrolsince 11/2012 · owns less than 5%
- E•••• C••••••• J••••• · Principalcontrolsince 01/2013 · owns less than 5%
- M••••••••• J•••••• W••••••••• · Chief Investment Officer/Portfolio Manager/Principalcontrolsince 04/2000 · owns 25% to 50%
- V•• B•••• S••••• J• · Chief Operating Officer/Principalcontrolsince 11/2018 · owns less than 5%
- V••••••••• N•••••• D••• · Managing Partnercontrolsince 12/2002 · owns F of I••••••• C•••••• P••••••• I•• L•••
- W••••••••• D••••••• S•••••• · Partnercontrolsince 01/2008 · owns F of I••••••• C•••••• P••••••• I•• L•••
- H•••• D•••••• M•••• · Wealth Counselor/Principalsince 01/2021 · owns less than 5%
- K••••••• J•••••••• G•••• · Chief Compliance Officersince 08/2026 · owns less than 5%
- S••••••• J••• M•••••• · Analyst/Principalsince 01/2020 · owns less than 5%
Entity owners
- O••• H•••••••• L•• · Capital Investor Entitydirect · owns 25% to 50%
- F•••• F•••••••• P••••••• I••• · Entity That Owns F•••• F•••••••• P•••••••• L••indirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- I••••••• C•••••• P••••••• I•• L••• · Entity That Owns O••• Holdings LLCindirect · owns 25% to 50% of O••• H•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Capital Investor Entitydirect · owns 10% to 25%
Related persons
Schedule D 7.A
- O•••••• P•••••••investment adviserpooled vehicle sponsoryRAUM $2.7B
Advisers that list O•••••• P••••••• as a related person
- 108100 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 11 | 3 | 1 | ||
| Menlo P•••, Ca | 2 | 0 | 0 | ||
| West Linn, Or | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Menlo P•••, CA2 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 18, 2026C••••• A•••••• W••••••• (CHIEF COMPLIANCE OFFICER/PRINCIPAL) left Schedule A between the filings of 2024-03-27 and 2026-08-18peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 18, 2026W••••••••• D••••••• S•••••• (PARTNER) left Schedule A between the filings of 2024-03-27 and 2026-08-18peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 18, 2026V••••••••• N•••••• D••• (MANAGING PARTNER) left Schedule A between the filings of 2024-03-27 and 2026-08-18peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,015 to 2,125Oct 28, 2025 to Mar 31, 2026
- Charity clients · 13 to 18Oct 28, 2025 to Mar 31, 2026
- HNW clients · 405 to 428Oct 28, 2025 to Mar 31, 2026
- Individual clients · 280 to 276Oct 28, 2025 to Mar 31, 2026
- Pension plan clients · unset to 4.0Oct 28, 2025 to Mar 31, 2026
- Assets in custody · $571M to $441MOct 28, 2025 to Mar 31, 2026
- Employees · 20 to 18Oct 28, 2025 to Mar 31, 2026
- State-registered IARs · 10 to 8Oct 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.3B to $2.6BOct 28, 2025 to Mar 31, 2026
- HNW RAUM · $1.9B to $2.2BOct 28, 2025 to Mar 31, 2026
- Individual RAUM · $144M to $148MOct 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $50.5M to $42.3MOct 28, 2025 to Mar 31, 2026
- Pension RAUM · $8.4M to $9.5MOct 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10.4M to $1Oct 28, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.7BOct 28, 2025 to Mar 31, 2026
- Employees · 22 to 20May 5, 2025 to Jun 3, 2025
- Financial planning clients · 101-250 to 101-250May 5, 2025 to Jun 3, 2025
- Other offices · 2 to 1May 5, 2025 to Jun 3, 2025
- Advisory activities · 5 to 4Mar 31, 2025 to May 5, 2025
- Accounts · 1,889 to 2,015Mar 27, 2024 to Mar 31, 2025
- HNW clients · 383 to 405Mar 27, 2024 to Mar 31, 2025
- Individual clients · 271 to 280Mar 27, 2024 to Mar 31, 2025
- Assets in custody · $388M to $571MMar 27, 2024 to Mar 31, 2025
- Employees · 20 to 22Mar 27, 2024 to Mar 31, 2025
- State-registered IARs · 9 to 10Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $2.3BMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $1.7B to $1.9BMar 27, 2024 to Mar 31, 2025
- Individual RAUM · $145M to $144MMar 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $45.7M to $50.5MMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $8.2M to $8.4MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $10.6M to $10.4MMar 27, 2024 to Mar 31, 2025
- RAUM · $2.2B to $2.4BMar 27, 2024 to Mar 31, 2025
- Accounts · 1,749 to 1,889Apr 20, 2023 to Mar 27, 2024
- Advisory employees · 15 to 14Apr 20, 2023 to Mar 27, 2024
- Corporate clients · unset to 5.0Apr 20, 2023 to Mar 27, 2024
- HNW clients · 356 to 383Apr 20, 2023 to Mar 27, 2024
- Individual clients · 267 to 271Apr 20, 2023 to Mar 27, 2024
- Assets in custody · $615M to $388MApr 20, 2023 to Mar 27, 2024
- Employees · 21 to 20Apr 20, 2023 to Mar 27, 2024
- State-registered IARs · 10 to 9Apr 20, 2023 to Mar 27, 2024
Signals
9 dated events
- K•••• J•• M••••••• left O•••••• P••••••• for P••••••• A•••••••• L•• (registered 2025-11-07)Nov 10, 2025 · Advisor changed firm · fact
- J••••• M••••• C•••••• left O•••••• P••••••• for C••••••• P••••••• (registered 2025-05-06)May 16, 2025 · Advisor changed firm · fact
- L•• W•••••• S•••• left O•••••• P••••••• for P••••••• A•••••••• L•• (registered 2022-04-29)May 6, 2022 · Advisor changed firm · fact
- O•••••• P••••••• reported RAUM $2.2B, up 27% from $1.8B (2021-03-17 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Devens Charles Osborne (Chairman Of The Board) no longer on Schedule A of O•••••• P••••••• (listed 2021-03-17, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- V•••••• R••••• G•••••••• left O•••••• P••••••• for A•• W••••• M••••••••• • C••••••••• S••••••• (registered 2022-09-29)Feb 3, 2022 · Advisor changed firm · fact
- Gustaf Robert Hedlund (Executive Committee Officer/Capital Investor) no longer on Schedule A of O•••••• P••••••• (listed 2020-06-30, absent 2021-03-17)Mar 17, 2021 · Control person left · inference
- Joseph Charles Else (Principal) appeared on Schedule A of O•••••• P•••••••Mar 26, 2019 · Control person joined · fact
- J S•••• Von B••• (Chief Operations Officer/Principal) appeared on Schedule A of O•••••• P•••••••Mar 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@osbornepartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-362-7734reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- O••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-362-5637reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- osbornepartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- t••• profile url
- osbornepartners.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $241Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026