RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••••• C•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 5, 2019 · Alford, Ma
- G••••• R••••••••• P••••••• L•• institutionalJul 18, 2016 to Jul 10, 2019 · Great Barrington, Ma
- I••••••••• F•••••••• P••••••• BD affiliatedOct 30, 2014 to Jan 27, 2016 · Great Barrington, Ma
- A•••• • F•••••••• P•••••••• L•• formerMay 18, 2004 to Jan 3, 2005 · Hudson, Ny
- G••••• R••••••••• P••••••• L•• to L•• F•••••••• L••left Jul 10, 2019, registered Nov 5, 2019 (118 days) · Other
- I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••left Jan 27, 2016, registered Jul 18, 2016 (173 days) · Other
- A•••• • F•••••••• P•••••••• L•• to I••••••••• F•••••••• P•••••••left Jan 3, 2005, registered Oct 30, 2014 (3587 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address