RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• K•••••••
- T••• F•••• C•••••• P•••••••• L•• independent RIA currentsince Jan 2, 2026 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• national BDDec 9, 2019 to Nov 4, 2025 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 27, 2018 to Nov 26, 2019 · Boston, Ma
- I••••••••• W••••• C••••••• L•• independent RIAJan 23, 2017 to Sep 4, 2018 · Waltham, Ma
- O•••• F•• I••• formerNov 9, 2005 to Feb 9, 2017 · Waltham, Ma
- R•• C•••••• M••••••• L•• national BDAug 20, 2003 to Sep 1, 2005 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• to T••• F•••• C•••••• P•••••••• L••left Nov 4, 2025, registered Jan 2, 2026 (59 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Nov 26, 2019, registered Dec 9, 2019 (13 days) · Wirehouse to affiliated broker-dealer or bank
- I••••••••• W••••• C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 4, 2018, registered Nov 27, 2018 (84 days) · RIA to wirehouse
- O•••• F•• I••• to I••••••••• W••••• C••••••• L••left Feb 9, 2017, registered Jan 23, 2017 (-17 days) · Other · moved with a team
- R•• C•••••• M••••••• L•• to O•••• F•• I•••left Sep 1, 2005, registered Nov 9, 2005 (69 days) · Other
- W•••• K••••••• left R•••••• J•••• • A••••••••• I••• for T••• F•••• C•••••• P•••••••• L•• (registered 2026-01-02)Nov 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address