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Team lift-out
7 advisors left O•••• F•• I••• for I••••••••• W••••• C••••••• L••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Karl Michael Baumann | Waltham, Ma | Jan 24, 2017 | Jan 24, 2017 |
| Albert Gerald Filosa | Waltham, Ma | Jan 30, 2017 | Jan 20, 2017 |
| Stephen Howard Faberman | Waltham, Ma | Jan 31, 2017 | Jan 20, 2017 |
| Ronald James Goodman | Waltham, Ma | Feb 7, 2017 | Jan 24, 2017 |
| Michael M. Tikoian | Waltham, Ma | Feb 8, 2017 | Feb 20, 2017 |
| Wendy Karkoska | Waltham, Ma | Feb 9, 2017 | Jan 23, 2017 |
| Maria Coclin | Waltham, Ma | Feb 17, 2017 | Jul 25, 2017 |
The rule
- Registrations ended
- Jan 24, 2017 to Feb 17, 2017
- Registered next
- Jan 20, 2017 to Jul 25, 2017
- Branch state
- MA
- Cities
- 1, most in Waltham, Ma
- Registered there that day
- 948 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.