D•••• R•••••

• P•• W••••• M••••••••• BD affiliated current
  since May 29, 2025 · Carmel, In
• J••• M••••• S••••••••• L•• wirehouse
  Dec 12, 2017 to May 20, 2025 · Carmel, In
• F•••• T•••• S••••••••• I••• BD affiliated
  Oct 31, 2008 to Dec 4, 2017 · Cincinnati, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Oct 3, 2008 · Sandusky, Mi
• B••• O•• S••••••••• C••••••••• unclassified
  Jan 26, 2005 to Jul 6, 2005 · Carmel, In
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 15, 2002 to Jan 14, 2005 · Mobile, Al

• J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••
  left May 20, 2025, registered May 29, 2025 (9 days) · Wirehouse to affiliated broker-dealer or bank
• F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Dec 4, 2017, registered Dec 12, 2017 (8 days) · Other
• C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••
  left Oct 3, 2008, registered Oct 31, 2008 (28 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to B••• O•• S••••••••• C•••••••••
  left Jan 14, 2005, registered Jan 26, 2005 (12 days) · Other

• ••• Locked
  May 20, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address