RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• F•••• W••••••
- W•••••• C•••••• A•••••••• L•• state registered currentsince Dec 8, 2020 · Towaco, Nj
- A••••• P•••••• W•••••• I••• independent RIAMay 1, 2018 to May 3, 2021 · Pine Brook, Nj
- W•••••• C•••••• A•••••••• L•• unclassifiedMay 14, 2009 to Oct 31, 2019 · Pine Brook, Nj
- H•••••• P•••• W••••• M••••••••• L•• formerApr 24, 2008 to Aug 5, 2009 · Chatham, Nj
- S•••••••• F••••••••• I••• formerApr 24, 2008 to Jul 9, 2008 · Phoenix, Az
- M• H••••••• S••••••••• I••• BD affiliatedMar 28, 2005 to Apr 29, 2008 · Morristown, Nj
- C•••• I••••••••• S••••••• C•••• formerDec 19, 2003 to Feb 24, 2005 · New York, Ny
- A••••• P•••••• W•••••• I••• to W•••••• C•••••• A•••••••• L••left May 3, 2021, registered Dec 8, 2020 (-146 days) · RIA to a state-registered adviser
- W•••••• C•••••• A•••••••• L•• to A••••• P•••••• W•••••• I•••left Oct 31, 2019, registered May 1, 2018 (-548 days) · Other
- H•••••• P•••• W••••• M••••••••• L•• to W•••••• C•••••• A•••••••• L••left Aug 5, 2009, registered May 14, 2009 (-83 days) · Other
- S•••••••• F••••••••• I••• to H•••••• P•••• W••••• M••••••••• L••left Jul 9, 2008, registered Apr 24, 2008 (-76 days) · Other
- M• H••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Apr 29, 2008, registered Apr 24, 2008 (-5 days) · Other
- C•••• I••••••••• S••••••• C•••• to M• H••••••• S••••••••• I•••left Feb 24, 2005, registered Mar 28, 2005 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address