DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• M••••••••

R•••••• I•••••••••asset managerMilwaukee, Widual registrantIAPD 4570171

Feed of 09/14/2026

Also filed as Kevin James Mcauliffe

At current firm

7 y

since Aug 12, 2019

In the industry

24 y

since Aug 15, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• I••••••••• asset manager current
since Aug 12, 2019 · Milwaukee, Wi
E••••• F•••••••• G••••• I••• unclassified
Mar 20, 2019 to Jul 8, 2019 · Lincolnshire, Il
F•••• F•••••••• M••••••••• L• independent RIA
Feb 21, 2019 to Jun 24, 2019 · Lincolnshire, Il
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 29, 2014 to Jan 16, 2019 · Schaumburg, Il
R•••••• I••••••••• asset manager
Mar 30, 2011 to Aug 14, 2014 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

E••••• F•••••••• G••••• I••• to R•••••• I•••••••••
left Jul 8, 2019, registered Aug 12, 2019 (35 days) · Other
F•••• F•••••••• M••••••••• L• to E••••• F•••••••• G••••• I•••
left Jun 24, 2019, registered Mar 20, 2019 (-96 days) · Other
C••••• I••••••••• A••••••• L•• to F•••• F•••••••• M••••••••• L•
left Jan 16, 2019, registered Feb 21, 2019 (36 days) · Affiliated broker-dealer or bank to independent RIA
R•••••• I••••••••• to C••••• I••••••••• A••••••• L••
left Aug 14, 2014, registered Apr 29, 2014 (-107 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address