DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Shore Point Advisors, LLC

Independent wealth managerBrielle, New JerseyCRD 296848SEC 801-120441website IAPD

Latest filing Jul 30, 2026

First filing on the tape Feb 3, 2021 · 15 filings

SEC status approved since Mar 5, 2021

RAUM

$328M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

95%

$311M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$32.8M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$328M as of Jul 30, 2026

Mar 22, 2022$163M then

HNW client RAUM$178M as of Jul 30, 2026

Mar 22, 2022$82.8M then

State-registered IARs (5.B.3)4 as of Jul 30, 2026

Mar 22, 20224 then

Employees (5.A)5 as of Jul 30, 2026

Mar 22, 20225 then

Private funds: no history

RAUM +28% over the last fiscal year+26% a year over threeIARs 3 to 4

Practice profile

derived from the filing of Jul 30, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $32.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 64derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.0MderivedHNW RAUM over HNW clients
Average account: $203,301derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.5derivedItem 5.A over advisors
Advisors per office: 10.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +28%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.7%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$178M54%
Individuals$133M41%
Pension and profit-sharing plans$8.4M2.6%
Corporations and businesses$5.1M1.6%
Charitable organizations$3.0M0.9%

Individual clients: 546reported
HNW clients: 91reported
Pension plan clients: 10reported
Charitable clients: 15reported
Accounts: 1,612reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

10 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Jacob Bergen Rue	Brielle, Nj	May 31, 2018	21 y	2
Thomas M ScalabriniPersonal Financial Specialist	Brielle, Nj	Jun 7, 2018	24 y	3
Jason C Lamb	Brielle, Nj	Jun 7, 2018	18 y	1
John J Scalabrini	Brielle, Nj	Jun 7, 2018	22 y	1
James P Fay	Brielle, Nj	Jun 7, 2018	21 y	1
Richard Scott Krug	Brielle, Nj	Aug 6, 2019	19 y	0
Neil Jeffrey TendlerPersonal Financial Specialist	Brielle, Nj	Feb 11, 2025	24 y	4
Colin Fay	Brielle, Nj	May 6, 2025	11 y	0
Victor A DonatoCertified Financial Planner	Brielle, Nj	Sep 18, 2025	30 y	2
Nicholas Robert Lanier	Brielle, Nj	Jun 1, 2026	11 y	2

Advisor movement

1 left, 2 joined in 12 months

net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount2 left over 36 months

Left, latest

Ashlee Bobzin to Steward Partners Investment Advisory, LLC
Jul 17, 2026 · RIA to affiliated broker-dealer or bank
Robert M Pendergist to Advisory Services Network
Feb 27, 2025 · RIA to RIA

Joined, latest

Nicholas Robert Lanier from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jun 1, 2026 · Wirehouse to independent RIA
Victor A Donato from LPL Enterprise, LLC
Sep 18, 2025 · Other
Neil Jeffrey Tendler from Crimmins Wealth Management, LLC
Feb 11, 2025 · Other
Thomas M Scalabrini from Crimmins Wealth Management, LLC
Jun 7, 2018 · Other
Jason C Lamb from Park Avenue Securities LLC
Jun 7, 2018 · Affiliated broker-dealer or bank to independent RIA
John J Scalabrini from Park Avenue Securities LLC
Jun 7, 2018 · Affiliated broker-dealer or bank to independent RIA
James P Fay from Park Avenue Securities LLC
Jun 7, 2018 · Affiliated broker-dealer or bank to independent RIA
Jacob Bergen Rue from Park Avenue Securities LLC
May 31, 2018 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from Park Avenue Securities LLC
Jun 21, 2018 · Brielle, Nj

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C Jason Lamb · Managing Member/Chief Executive Officer/Chief Compliance Officercontrol
since 03/2016 · owns 75% or more

Related persons

Schedule D 7.A

Jcl Financial, LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Brielle, Nj · principal	10	2	1
Ellsworth, Me	0	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Accounts · 1,512 to 1,612
Nov 5, 2025 to Mar 11, 2026
Advisory employees · 3 to 4
Nov 5, 2025 to Mar 11, 2026
Charity clients · 14 to 15
Nov 5, 2025 to Mar 11, 2026
Corporate clients · 5 to 6
Nov 5, 2025 to Mar 11, 2026
HNW clients · 87 to 91
Nov 5, 2025 to Mar 11, 2026
Individual clients · 533 to 546
Nov 5, 2025 to Mar 11, 2026
Pension plan clients · 9 to 10
Nov 5, 2025 to Mar 11, 2026
Assets in custody · 5500.0 to unset
Nov 5, 2025 to Mar 11, 2026
Custody of client assets · true to false
Nov 5, 2025 to Mar 11, 2026
Employees · 4 to 5
Nov 5, 2025 to Mar 11, 2026
State-registered IARs · 3 to 4
Nov 5, 2025 to Mar 11, 2026
Discretionary RAUM · $257M to $328M
Nov 5, 2025 to Mar 11, 2026
HNW RAUM · $144M to $178M
Nov 5, 2025 to Mar 11, 2026
Individual RAUM · $101M to $133M
Nov 5, 2025 to Mar 11, 2026
Pension RAUM · $5.6M to $8.4M
Nov 5, 2025 to Mar 11, 2026
RAUM · $257M to $328M
Nov 5, 2025 to Mar 11, 2026
Assets in custody · $5,000 to $5,500
Nov 6, 2024 to Mar 18, 2025
Accounts · 1,405 to 1,512
Nov 6, 2024 to Mar 18, 2025
Advisory employees · 4 to 3
Nov 6, 2024 to Mar 18, 2025
Corporate clients · 3 to 5
Nov 6, 2024 to Mar 18, 2025
HNW clients · 76 to 87
Nov 6, 2024 to Mar 18, 2025
Individual clients · 515 to 533
Nov 6, 2024 to Mar 18, 2025
Pension plan clients · 5 to 9
Nov 6, 2024 to Mar 18, 2025
Employees · 5 to 4
Nov 6, 2024 to Mar 18, 2025
Financial planning clients · 251-500 to 251-500
Nov 6, 2024 to Mar 18, 2025
State-registered IARs · 4 to 3
Nov 6, 2024 to Mar 18, 2025
Other offices · 1 to 0
Nov 6, 2024 to Mar 18, 2025
Discretionary RAUM · $213M to $257M
Nov 6, 2024 to Mar 18, 2025
HNW RAUM · $115M to $144M
Nov 6, 2024 to Mar 18, 2025
Individual RAUM · $88.6M to $101M
Nov 6, 2024 to Mar 18, 2025
Pension RAUM · $4.4M to $5.6M
Nov 6, 2024 to Mar 18, 2025
RAUM · $213M to $257M
Nov 6, 2024 to Mar 18, 2025
Other offices · 0 to 1
Mar 21, 2024 to Nov 6, 2024
Accounts · 1,298 to 1,405
Jul 26, 2023 to Mar 21, 2024
Corporate clients · 4 to 3
Jul 26, 2023 to Mar 21, 2024
HNW clients · 69 to 76
Jul 26, 2023 to Mar 21, 2024
Individual clients · 507 to 515
Jul 26, 2023 to Mar 21, 2024
Pension plan clients · 6 to 5
Jul 26, 2023 to Mar 21, 2024
Assets in custody · $159,000 to $5,000
Jul 26, 2023 to Mar 21, 2024
Discretionary RAUM · $163M to $213M
Jul 26, 2023 to Mar 21, 2024

Signals

3 dated events

Ashlee Bobzin left Shore Point Advisors, Llc for Steward Partners Investment Advisory, Llc (registered 2026-07-20)
Jul 17, 2026 · Advisor changed firm · fact
Robert M Pendergist left Shore Point Advisors, Llc for Advisory Services Network (registered 2025-02-13)
Feb 27, 2025 · Advisor changed firm · fact
Shore Point Advisors, Llc filed its initial SEC registration (Form ADV)
Feb 3, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@shorepointadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 732-292-1900reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 732-876-3777reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/SHORE-POINT-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
Website: SHOREPOINTADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 732-876-3777reportedpublic record, Form ADV, Jul 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $32.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026