RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• L••••••• C••••
- L•• F•••••••• L•• BD affiliated currentsince May 20, 2026 · Acworth, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to May 28, 2026 · Marietta, Ga
- S••••••• I••••••••• S•••••••• I••• formerOct 6, 2014 to Dec 31, 2016 · Marietta, Ga
- W•••• F•••• A••••••• wirehouseSep 1, 2009 to Oct 10, 2014 · Marietta, Ga
- S••••••• I••••••••• S•••••••• I••• formerApr 1, 2004 to Sep 3, 2009 · Columbus, Ga
- M••••• S•••••• D• I••• unclassifiedOct 11, 2002 to Jun 24, 2003 · Wilmington, De
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left May 28, 2026, registered May 20, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 10, 2014, registered Oct 6, 2014 (-4 days) · Other
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 3, 2009, registered Sep 1, 2009 (-2 days) · Other
- M••••• S•••••• D• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 24, 2003, registered Apr 1, 2004 (282 days) · Other
- S•••• L••••••• C•••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2026-05-20)May 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address