DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• J••• Y•••••
Feed of 09/14/2026
Also filed as B•• Y••••••••• Y•••••
At current firm
7 y
since Feb 14, 2019
In the industry
23 y
since Oct 23, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Feb 14, 2019 · El Paso, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedJul 6, 2017 to Feb 12, 2019 · El Paso, Tx
- C••••• A•••••• N••••••• L•• formerDec 14, 2012 to May 2, 2016 · El Paso, Tx
- W•••••• • R••• formerSep 3, 2010 to Dec 14, 2012 · El Paso, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 12, 2004 to Sep 7, 2010 · El Paso, Tx
- M••••• S•••••• D• I••• unclassifiedOct 25, 2002 to Aug 11, 2004 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Feb 12, 2019, registered Feb 14, 2019 (2 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A•••••• N••••••• L•• to I••••••••• F•••••••• P•••••••left May 2, 2016, registered Jul 6, 2017 (430 days) · Other
- W•••••• • R••• to C••••• A•••••• N••••••• L••left Dec 14, 2012, registered Dec 14, 2012 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Sep 7, 2010, registered Sep 3, 2010 (-4 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 11, 2004, registered Aug 12, 2004 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address