DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Aug 29, 2024
First filing on the tape Aug 29, 2024 · 1 filings
RAUM
$30.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
60%
$18.0M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 29, 2024; every figure names its basis
- RAUM per advisor
- $6.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $228,071derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Custody
- $3.2M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$18.0M60%
- Pension and profit-sharing plans$8.9M30%
- Pooled investment vehicles$3.2M11%
- Individual clients
- 51reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 132reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2M for 11 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Job Marcel LouimeusChartered Financial Consultant | Spring, Tx | Oct 19, 2020 | 11 y | 1 |
| Kaylin Marie Campbell | Houston, Tx | Sep 1, 2023 | 12 y | 1 |
| Steven Brian Castro | Chandler, Az | Oct 13, 2023 | 23 y | 6 |
| Clay Michael Kazmierski | Gilbert, Az | Nov 16, 2023 | 21 y | 5 |
Advisor movement
Left, latest
- Ian Weiner to Fortis Capital Advisors, LLCJul 28, 2025 · Other
Joined, latest
- Clay Michael Kazmierski from Cwm, LLCNov 16, 2023 · Affiliated broker-dealer or bank to a state-registered adviser
- Steven Brian Castro from Centric Advisors, LLCOct 13, 2023 · RIA to a state-registered adviser
- Kaylin Marie Campbell from Park Avenue Securities LLCSep 1, 2023 · Affiliated broker-dealer or bank to a state-registered adviser
- Ian Weiner from Ae Wealth Management, LLCFeb 11, 2022 · Affiliated broker-dealer or bank to a state-registered adviser
- Job Marcel Louimeus from Centric Advisors, LLCOct 19, 2020 · RIA to a state-registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spring, Tx | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- Ian Weiner left Exos Wealth Strategies, Llc for Fortis Capital Advisors, Llc (registered 2024-11-05)Jul 28, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- exosws.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 832-844-9388reportedpublic record, Form ADV, Aug 29, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026