RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• B••••••• C•••
- A••••• W••••• M••••••••• independent RIA currentsince Mar 23, 2023 · Little Rock, Ar
- F•••• H•••••• A•••••••• I•• formerJan 23, 2021 to Mar 26, 2023 · Lafayette, La
- O•••• I••••••••• I••• BD affiliatedJul 1, 2016 to Jan 22, 2021 · Lafayette, La
- E•••• N••••••• S••••••••• I••• formerAug 12, 2010 to Jul 1, 2016 · West Palm Avenue, Fl
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAOct 24, 2007 to Aug 3, 2010 · New Orleans, La
- F•••• H•••••• A•••••••• I•• to A••••• W••••• M•••••••••left Mar 26, 2023, registered Mar 23, 2023 (-3 days) · RIA to RIA
- O•••• I••••••••• I••• to F•••• H•••••• A•••••••• I••left Jan 22, 2021, registered Jan 23, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
- H•••••• W•••••• I••••••••• S••••••• I••• to E•••• N••••••• S••••••••• I•••left Aug 3, 2010, registered Aug 12, 2010 (9 days) · Other
- K••••• B••••••• C••• left F•••• H•••••• A•••••••• I•• for A••••• W••••• M••••••••• (registered 2023-03-23)Mar 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address