RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• B•••• W•••••
- F•••• T•••• W••••• A••••••• L•• mixed wealth currentsince Jul 24, 2024 · Dallas, Tx
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Apr 26, 2024 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerSep 21, 2015 to Jan 2, 2018 · Charlotte, Nc
- K•••••• A••••••• formerJan 12, 2012 to Sep 1, 2015 · Fort Worth, Tx
- A•••••• A••••••• S••••••• formerSep 9, 2009 to Jan 17, 2012 · Irving, Tx
- T••••• A••••••• S•••••••• I••• to F•••• T•••• W••••• A••••••• L••left Apr 26, 2024, registered Jul 24, 2024 (89 days) · Other · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- K•••••• A••••••• to B••• I••••••••• S•••••••• I•••left Sep 1, 2015, registered Sep 21, 2015 (20 days) · Other
- A•••••• A••••••• S••••••• to K•••••• A•••••••left Jan 17, 2012, registered Jan 12, 2012 (-5 days) · Other
- M••••• B•••• W••••• left T••••• A••••••• S•••••••• I••• for F•••• T•••• W••••• A••••••• L•• (registered 2024-07-24)Apr 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address