RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••••• L••• other currentsince Jun 13, 2023 · Boca Raton, Fl
- A•••••• G••••• I•••••••• U••• L•• formerJun 26, 2015 to May 22, 2023 · Chicago, Il
- S•••••• C• B•••••••• • C••• L•• otherMay 22, 2014 to Nov 6, 2014 · Miami, Fl
- A••••••••• L••• otherMay 19, 2014 to Jun 3, 2015 · Miami, Fl
- A•••••• G••••• I•••••••• U••• L•• to A••••••••• L•••left May 22, 2023, registered Jun 13, 2023 (22 days) · Other
- A••••••••• L••• to S•••••• C• B•••••••• • C••• L••left Jun 3, 2015, registered May 22, 2014 (-377 days) · Other
- S•••••• C• B•••••••• • C••• L•• to A•••••• G••••• I•••••••• U••• L••left Nov 6, 2014, registered Jun 26, 2015 (232 days) · Other
- J••••••• J•• B•••••• left A•••••• G••••• I•••••••• U••• L•• for A••••••••• L••• (registered 2023-06-13)May 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address