RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A••• N••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Sep 29, 2023 · Rockville, Md
- P•• W••••• M••••••••• BD affiliatedMay 8, 2012 to Oct 2, 2023 · Oakton, Va
- W•••• F•••• A••••••• wirehouseNov 27, 2007 to May 3, 2012 · Potomac, Md
- S••••••• I••••••••• S•••••••• I••• formerFeb 6, 2004 to Nov 30, 2007 · Burke, Va
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2002 to Feb 3, 2004 · Vienna, Va
- P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••left Oct 2, 2023, registered Sep 29, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left May 3, 2012, registered May 8, 2012 (5 days) · Other
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Nov 30, 2007, registered Nov 27, 2007 (-3 days) · Other
- U•• F•••••••• S••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Feb 3, 2004, registered Feb 6, 2004 (3 days) · Other
- L••••• A••• N•••••• left P•• W••••• M••••••••• for C•••••••• G••••• M•••••• I••• (registered 2023-09-29)Oct 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address