RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J• L•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 17, 2026 · Columbus, Oh
- T•• P•••••• G•••• independent RIAJan 23, 2026 to May 13, 2026 · Dublin, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 9, 2014 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 27, 2011 to Oct 1, 2012 · Columbus, Oh
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedDec 5, 2006 to Apr 28, 2008 · Columbus, Oh
- N••••••••• I••••••••• S••••••• C••••••••• unclassifiedApr 26, 2006 to Dec 5, 2006 · Dublin, Oh
- T•• P•••••• G•••• to J••• M••••• S••••••••• L••left May 13, 2026, registered Jul 17, 2026 (65 days) · RIA to wirehouse
- J••• M••••• S••••••••• L•• to T•• P•••••• G••••left Sep 9, 2014, registered Jan 23, 2026 (4154 days) · Wirehouse to independent RIA
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- N••••••••• I••••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left Apr 28, 2008, registered Jul 27, 2011 (1185 days) · Other
- N••••••••• I••••••••• S••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••left Dec 5, 2006, registered Dec 5, 2006 (0 days) · corporate re-registration, not a move
- W•••••• J• L••••• left T•• P•••••• G•••• for J••• M••••• S••••••••• L•• (registered 2026-07-17)May 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address