RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• P••••• S••••••••
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager currentsince Jun 7, 2018 · Summit, Nj
- I•••••• A•••••••• I••• asset managerJul 20, 2010 to Apr 5, 2018 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 8, 2010 · Boston, Ma
- M••••• S•••••• D• I••• unclassifiedApr 13, 2006 to Apr 2, 2007 · Jersey City, Nj
- I•••••• A•••••••• I••• to C••••••• M••••••••• I••••••••• A•••••••• L••left Apr 5, 2018, registered Jun 7, 2018 (63 days) · Other
- M••••• S•••••• • C•• L•• to I•••••• A•••••••• I•••left Jun 8, 2010, registered Jul 20, 2010 (42 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address