DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• M••••••• C••••••

L•• F•••••••• L••BD affiliatedWinter Park, Fldual registrantIAPD 4585258

Feed of 09/14/2026

Also filed as T•••• M••••••• Kiener

At current firm

2 y

since Mar 21, 2024

In the industry

23 y

since May 20, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 21, 2024 · Winter Park, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 13, 2015 to Mar 22, 2024 · Winter Park, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Apr 14, 2014 to Jul 6, 2015 · Orlando, Fl
S•••••• C•••••• M••••••••• I••• unclassified
Jul 14, 2011 to Sep 16, 2014 · Orlando, Fl
I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated
Jul 7, 2009 to Aug 27, 2009 · Orlando, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
May 4, 2009 to Jul 8, 2009 · Orlando, Fl
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Mar 13, 2007 to Jul 8, 2009 · Orlando, Fl
S••••••• I••••••••• S•••••••• I••• former
May 23, 2003 to Mar 8, 2007 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Mar 22, 2024, registered Mar 21, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 6, 2015, registered Aug 13, 2015 (38 days) · Other
S•••••• C•••••• M••••••••• I••• to F•••• T•••• S••••••••• I•••
left Sep 16, 2014, registered Apr 14, 2014 (-155 days) · Other
I••••••••• A••••• I••••••••• M••••••••• L•• to S•••••• C•••••• M••••••••• I•••
left Aug 27, 2009, registered Jul 14, 2011 (686 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to I••••••••• A••••• I••••••••• M••••••••• L••
left Jul 8, 2009, registered Jul 7, 2009 (-1 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 8, 2009, registered May 4, 2009 (-65 days) · Other
S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
left Mar 8, 2007, registered Mar 13, 2007 (5 days) · Other

Signals

T•••• M••••••• C•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2024-03-21)
Mar 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address