RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J•••• M••••
- C•••• I••••••••• G•••• independent RIA currentsince Oct 18, 2023 · Vancouver, Wa
- N••••••• F•••••••• G••••• L•• formerNov 22, 2010 to Aug 22, 2014 · Vancouver, Wa
- C•••••• S••••• • C••• I••• national BDJul 20, 2006 to Jul 23, 2010 · San Diego, Ca
- A••••• A•• P••••••• S••••••• BD affiliatedOct 6, 2005 to Jul 18, 2006 · Denver, Co
- N••••••• F•••••••• G••••• L•• to C•••• I••••••••• G••••left Aug 22, 2014, registered Oct 18, 2023 (3344 days) · Other
- C•••••• S••••• • C••• I••• to N••••••• F•••••••• G••••• L••left Jul 23, 2010, registered Nov 22, 2010 (122 days) · Other
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Jul 18, 2006, registered Jul 20, 2006 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address