DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• I••••••••• G••••
Legal name C•••• I••••••••• G••••• I•••
Latest filing Apr 2, 2026
First filing on the tape Feb 27, 2012 · 30 filings
SEC status approved since Jun 7, 2007
RAUM
$385M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$383M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$385M as of Apr 2, 2026
Feb 27, 2012$133M then
HNW client RAUM$325M as of Apr 2, 2026
Mar 7, 2018$136M then
State-registered IARs (5.B.3)3 as of Apr 2, 2026
Feb 27, 20120 then
Employees (5.A)6 as of Apr 2, 2026
Mar 7, 20133 then
Private funds: no history
RAUM +9.7% over the last fiscal year+9.8% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $477,616derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $121M, 174 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$325M85%
- Individuals$57.8M15%
- Corporations and businesses$1.5M0.4%
- Charitable organizations$270,8230.1%
- Individual clients
- 189reported
- HNW clients
- 120reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 806reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $121M for 174 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• A•••• M••••• | Vancouver, Wa | Jul 31, 2007 | 23 y | 1 |
| M••• P•••••• F•••••••Certified Financial Planner, Chartered Financial Consultant | Bluffton, Sc | Mar 2, 2021 | 24 y | 3 |
| P•••••• J•••• M••••Certified Financial Planner | Vancouver, Wa | Oct 18, 2023 | 23 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••• J•••• M•••• from N••••••• F•••••••• G••••• L••Oct 18, 2023 · Other
- M••• P•••••• F••••••• from E• W••••• A•••••••Mar 2, 2021 · RIA to RIA
- T•••••• A•••• M••••• from R•• C•••••• M••••••• L••Jul 31, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• P••••••• J•••• · Chief Investment Officercontrolsince 01/2021 · owns 10% to 25%
- M•••••• T••••••• A•••• · Cco Presidentcontrolsince 07/2007 · owns 50% to 75%
- F•••••••• M•••• P•••••• · Senior Advisor And Director Of Financial Planningsince 03/2021 · owns 10% to 25%
- K•••• C•••••• A•••••••• · Director Of Operations And Compliancesince 01/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Portland, OR1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 827 to 806Apr 22, 2025 to Mar 24, 2026
- Advisory employees · 4 to 3Apr 22, 2025 to Mar 24, 2026
- HNW clients · 109 to 120Apr 22, 2025 to Mar 24, 2026
- Individual clients · 237 to 189Apr 22, 2025 to Mar 24, 2026
- Assets in custody · $119M to $121MApr 22, 2025 to Mar 24, 2026
- State-registered IARs · 4 to 3Apr 22, 2025 to Mar 24, 2026
- Discretionary RAUM · $319M to $356MApr 22, 2025 to Mar 24, 2026
- HNW RAUM · $291M to $325MApr 22, 2025 to Mar 24, 2026
- Individual RAUM · $58.3M to $57.8MApr 22, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $31.3M to $29.4MApr 22, 2025 to Mar 24, 2026
- RAUM · $351M to $385MApr 22, 2025 to Mar 24, 2026
- Accounts · 838 to 827Jun 2, 2024 to Apr 22, 2025
- Corporate clients · 6 to 5Jun 2, 2024 to Apr 22, 2025
- HNW clients · 91 to 109Jun 2, 2024 to Apr 22, 2025
- Individual clients · 257 to 237Jun 2, 2024 to Apr 22, 2025
- Assets in custody · $109M to $119MJun 2, 2024 to Apr 22, 2025
- Financial planning clients · 51-100 to 101-250Jun 2, 2024 to Apr 22, 2025
- Discretionary RAUM · $305M to $319MJun 2, 2024 to Apr 22, 2025
- HNW RAUM · $268M to $291MJun 2, 2024 to Apr 22, 2025
- Individual RAUM · $67.3M to $58.3MJun 2, 2024 to Apr 22, 2025
- Non-discretionary RAUM · $31.3M to $31.3MJun 2, 2024 to Apr 22, 2025
- RAUM · $337M to $351MJun 2, 2024 to Apr 22, 2025
- Accounts · 768 to 838Feb 2, 2024 to Mar 14, 2024
- Corporate clients · 4 to 6Feb 2, 2024 to Mar 14, 2024
- HNW clients · 85 to 91Feb 2, 2024 to Mar 14, 2024
- Individual clients · 233 to 257Feb 2, 2024 to Mar 14, 2024
- Assets in custody · $91.9M to $109MFeb 2, 2024 to Mar 14, 2024
- Discretionary RAUM · $260M to $305MFeb 2, 2024 to Mar 14, 2024
- HNW RAUM · $227M to $268MFeb 2, 2024 to Mar 14, 2024
- Individual RAUM · $60.2M to $67.3MFeb 2, 2024 to Mar 14, 2024
- Non-discretionary RAUM · $30.9M to $31.3MFeb 2, 2024 to Mar 14, 2024
- RAUM · $291M to $337MFeb 2, 2024 to Mar 14, 2024
- HQ city · PORTLAND to VANCOUVERMar 17, 2023 to Jul 25, 2023
- HQ state · OR to WAMar 17, 2023 to Jul 25, 2023
- Other offices · 1 to 2Mar 17, 2023 to Jul 25, 2023
- Accounts · 804 to 768Jun 3, 2022 to Mar 17, 2023
- Advisory employees · 3 to 4Jun 3, 2022 to Mar 17, 2023
- Advisory activities · 2 to 3Jun 3, 2022 to Mar 17, 2023
- Charity clients · 0 to 1Jun 3, 2022 to Mar 17, 2023
- Corporate clients · 0 to 4Jun 3, 2022 to Mar 17, 2023
Signals
3 dated events
- Patrick Mark Farrelly (Senior Advisor And Director Of Financial Planning) appeared on Schedule A of C•••• I••••••••• G••••Jan 25, 2024 · Control person joined · fact
- A•••••••• Cherie K••• (Director Of Operations And Compliance) appeared on Schedule A of C•••• I••••••••• G••••Jan 25, 2024 · Control person joined · fact
- Donald James Parr (President) no longer on Schedule A of C•••• I••••••••• G•••• (listed 2019-03-06, absent 2020-01-20)Jan 20, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-241-5699reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-241-4901reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-241-4901reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/cairn-investment-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••INVESTMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-241-4901reportedpublic record, Form ADV, Apr 2, 2026
- Team page
- cairninvestment.com/team.htmlreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026