RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••• B•••••
- I•••••• A•••••••• L•• independent RIA currentsince Nov 2, 2021 · Dublin, Oh
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to Nov 23, 2021 · Columbus, Oh
- E•••••• F•••••••• S•••••••• L•• formerJan 14, 2014 to Nov 1, 2018 · Columbus, Oh
- C••••••• F•••••••• D••••••• I••• BD affiliatedJan 2, 2009 to Dec 31, 2013 · Columbus, Oh
- L•• F•••••••• L•• BD affiliatedJul 7, 2005 to Dec 3, 2008 · Blacklick, Oh
- R•••• A•••• M••••••••• L•• unclassifiedFeb 4, 2004 to Jul 6, 2005 · Sunbury, Oh
- E•••••• F•••••••• E•••••• to I•••••• A•••••••• L••left Nov 23, 2021, registered Nov 2, 2021 (-21 days) · RIA to RIA · moved with a team
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- C••••••• F•••••••• D••••••• I••• to E•••••• F•••••••• S•••••••• L••left Dec 31, 2013, registered Jan 14, 2014 (14 days) · Other
- L•• F•••••••• L•• to C••••••• F•••••••• D••••••• I•••left Dec 3, 2008, registered Jan 2, 2009 (30 days) · Other
- R•••• A•••• M••••••••• L•• to L•• F•••••••• L••left Jul 6, 2005, registered Jul 7, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address