RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A•••• E••••••
- T•• A•••••••• I••• BD affiliated currentsince Mar 4, 2026 · Summit, Nj
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Feb 3, 2026 · Birmingham, Al
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Charlotte, Nc
- I••••••••• A••••••• S••••••• I•• formerJan 14, 2020 to Jul 17, 2020 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedOct 23, 2007 to Apr 30, 2018 · Charlotte, Nc
- O•••• F•• I••• formerOct 9, 2002 to Sep 27, 2007 · Charlotte, Nc
- O•••• W•••••• I••• to T•• A•••••••• I•••left Feb 3, 2026, registered Mar 4, 2026 (29 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to I••••••••• A••••••• S••••••• I••left Apr 30, 2018, registered Jan 14, 2020 (624 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to A••••• A•• P••••••• S•••••••left Sep 27, 2007, registered Oct 23, 2007 (26 days) · Other
- J•••••• A•••• E•••••• left O•••• W•••••• I••• for T•• A•••••••• I••• (registered 2026-03-04)Feb 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address