DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua Daniel Fiedler
Feed of 09/14/2026
Also filed as Joshua Daniel Fiedler
At current firm
3 y
since Oct 12, 2022
In the industry
24 y
since Sep 18, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Allspring Funds Management, LLC asset manager currentsince Oct 12, 2022 · Newtown Square, Pa
- New York Life Investment Management LLC asset managerOct 8, 2020 to Sep 12, 2022 · Newtown Square, Pa
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Aug 10, 2020 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerJan 30, 2008 to Sep 1, 2011 · Chicago, Il
- Rittenhouse Asset Management, Inc. unclassifiedSep 24, 2002 to Jun 20, 2006 · Radnor, Pa
Moves
a registration end followed by a registration begin elsewhere
- New York Life Investment Management LLC to Allspring Funds Management, LLCleft Sep 12, 2022, registered Oct 12, 2022 (30 days) · Other
- Nuveen Asset Management, LLC to New York Life Investment Management LLCleft Aug 10, 2020, registered Oct 8, 2020 (59 days) · Other · moved with a team
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- Rittenhouse Asset Management, Inc. to Nuveen Fund Advisors, LLCleft Jun 20, 2006, registered Jan 30, 2008 (589 days) · Other
Signals
- Joshua Daniel Fiedler left New York Life Investment Management Llc for Allspring Funds Management, Llc (registered 2022-10-12)Sep 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address