RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••• M•••• B••••
- M••••••••• W••••• M••••••••• no RAUM currentsince Feb 27, 2026 · Murrieta, Ca
- M••••••••• R••••••••• BD affiliatedJul 5, 2022 to Mar 16, 2026 · Duarte, Ca
- M•• F•••••••• S•••••••• I••• formerMay 30, 2007 to May 20, 2010 · Glendale, Ca
- M••••• S•••••• D• I••• unclassifiedApr 12, 2005 to Jun 7, 2006 · Pasadena, Ca
- M••••••••• R••••••••• to M••••••••• W••••• M•••••••••left Mar 16, 2026, registered Feb 27, 2026 (-17 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to M••••••••• R•••••••••left May 20, 2010, registered Jul 5, 2022 (4429 days) · Other
- M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••left Jun 7, 2006, registered May 30, 2007 (357 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address