DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••••••••• W••••• M•••••••••

No RAUM reportedWashington, District of ColumbiaCRD 23189SEC 801-135346websiteIAPD
Legal name I•••••• S•••••••• L••
Latest filing Jul 27, 2026
First filing on the tape Feb 17, 2026 · 4 filings
SEC status approved since Feb 18, 2026
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
25
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
208
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Jul 27, 2026
Feb 17, 2026$0 then
HNW client RAUM$0 as of Jul 27, 2026
Feb 17, 2026$0 then
State-registered IARs (5.B.3)27 as of Jul 27, 2026
Feb 17, 2026170 then
Employees (5.A)208 as of Jul 27, 2026
Feb 17, 2026211 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
8.3derivedItem 5.A over advisors
Advisors per office
25.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=206.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Z•••• I••• L•••Certified Financial PlannerMurrieta, Ca Feb 27, 202629 y7
A••••••• R• M••••••Certified Financial PlannerHavertown, Pa Feb 27, 202624 y1
V•••• M•••• B••••Certified Financial PlannerDuarte, Ca Feb 27, 202623 y3
S•••• D•••••Washington, Dc Feb 27, 202623 y6
K•••••••• M•••• E•••••••Certified Financial PlannerCorona Del Mar, Ca Feb 27, 202615 y2
N•••• O••• S••••••Hoover, Al Feb 27, 202610 y1
R••••• J• B••••Certified Financial PlannerLittleton, Co Feb 27, 202617 y3
N••••• A••• K••••Certified Financial PlannerDenver, Co Feb 27, 202619 y1
K•••• D•••••• P••••••Certified Financial PlannerMurrieta, Ca Feb 27, 202622 y2
R•••••• P•••••• G•••Certified Financial PlannerMurrieta, Ca Feb 27, 202634 y2
B•••• R••••• K•••Certified Financial PlannerSan Marcos, Ca Feb 27, 202618 y10
M••• H••••• H•••••Certified Financial PlannerLongwood, Fl Mar 2, 202630 y4
J•••• W•••••• C••••••Certified Financial PlannerMurrieta, Ca Mar 2, 202626 y1
D••••• V••••••Certified Financial PlannerCoral Springs, Fl Mar 2, 202610 y3
S•••••• C• B••••Certified Financial PlannerKissimmee, Fl Mar 2, 202612 y4
D••••• J•••• F••••••Washington, Dc Mar 3, 202611 y1
M•••• A••••••••• K•••••Certified Financial PlannerSterling, Va Mar 3, 202631 y2
B•••• D•••••• F••••Certified Financial PlannerHuntersville, Nc Mar 3, 202639 y3
R•••• L••• T••••••Certified Financial PlannerWilliamsburg, Va Mar 3, 202619 y4
S•••• E••••• M•••••Certified Financial PlannerSaratoga Springs, Ut Mar 6, 202630 y3
E••• W••••• D•••••••••Certified Financial PlannerScottsdale, Az Mar 26, 202617 y4
D••••• T•••• H•••••••Naperville, Il Mar 27, 202614 y3
J•••• C•••••• C••••Certified Financial PlannerWashington, DcApr 1, 202632 y1
F•••••• L••••••• B•••••••Certified Financial PlannerHavertown, Pa Apr 1, 202624 y1
S•••• M•••••• E••••Certified Financial Planner, Chartered Financial ConsultantWashington, Dc Apr 1, 202628 y4
Advisor movement
3 left, 3 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 12% of current headcount3 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list M••••••••• W••••• M••••••••• as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Murrieta, Ca12120
    Havertown, Pa880
    Washington, Dc · principal880
    Bowie, Md001
    Philadelphia, Pa001
    Rio Rancho, Nm001
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 31 to 26
      Feb 17, 2026 to Mar 31, 2026
    • BD registered reps · 209 to 206
      Feb 17, 2026 to Mar 31, 2026
    • Employees · 211 to 208
      Feb 17, 2026 to Mar 31, 2026
    • Insurance-licensed employees · 170 to 0
      Feb 17, 2026 to Mar 31, 2026
    • State-registered IARs · 170 to 27
      Feb 17, 2026 to Mar 31, 2026
    Signals
    5 dated events
    • G••••••• F• H••••••• left M••••••••• W••••• M••••••••• for C•••••• S••••• • C••• I••• (registered 2026-07-07)
      Jul 1, 2026 · Advisor changed firm · fact
    • 2 advisors left M••••••••• R••••••••• (Washington, DC) for M••••••••• W••••• M••••••••• on the same day
      Apr 1, 2026 · Team lift-out · derived
    • M••••••••• W••••• M••••••••• reported 27 state-registered advisory representatives, down from 170 (2026-02-17 to 2026-03-31)
      Mar 31, 2026 · Advisor headcount change · derived
    • A••••••• L• S•••• left M••••••••• W••••• M••••••••• for Facet (registered 2026-04-07)
      Mar 30, 2026 · Advisor changed firm · fact
    • S••••• D•••• T••••• left M••••••••• W••••• M••••••••• for V••• F•••••••• A•••••••• I••• (registered 2026-04-16)
      Mar 18, 2026 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/missionsqreportedpublic record, Form ADV, Sep 18, 2026
    Website
    missionsquare.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    800-669-7444reportedpublic record, Form ADV, Jul 27, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026