DFX Intelligence
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Registered advisor
J•••• M•••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• M•••• S••••••••• M• S•••••• M••••••••• M•••• S••••••
At current firm
3 y
since Jan 6, 2023
In the industry
23 y
since Feb 18, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A•••••••• L•• BD affiliated currentsince Jan 6, 2023 · Columbia, Sc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 29, 2012 to May 24, 2023 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••••• A•••••••• L••left May 24, 2023, registered Jan 6, 2023 (-138 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedMay 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address