DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• F••••••••
Legal name I• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 10, 2020 · 9 filings
SEC status approved since Aug 10, 2020
RAUM
$491M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
40%
$198M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$246M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$491M as of Mar 31, 2026
Mar 22, 2021$247M then
HNW client RAUM$195M as of Mar 31, 2026
Mar 22, 2021$42.7M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 22, 20211 then
Employees (5.A)4 as of Mar 31, 2026
Mar 22, 20212 then
Private funds: no history
RAUM +44% over the last fiscal year+22% a year over threeIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $246MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 60%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$293M60%
- High-net-worth individuals$195M40%
- Individuals$3.0M0.6%
- Individual clients
- 15reported
- HNW clients
- 39reported
- Pension plan clients
- 38reported
- Charitable clients
- n/areported
- Accounts
- 256reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.4 fund_share=0.0 institutional_share=0.6 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••• A••••••• W••••Certified Financial Planner, Chartered Financial Consultant | San Antonio, Tx | Aug 10, 2020 | 23 y | 4 |
| M••• J• H••••••••• | San Antonio, Tx | Nov 26, 2025 | 19 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• J• H••••••••• from F•••••••• L••• A•••••••Nov 26, 2025 · RIA to RIA
- P••••• A••••••• W•••• from M•••••••••Aug 10, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••• P•••••• A••••••• · Partner, Chief Compliance Officercontrolsince 05/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 60% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 20.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $341,985,498 to $491,447,684 (+44.0%) between the annual amendments of 2025-03-13 and 2026-03-31; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 188 to 256Mar 13, 2025 to Mar 31, 2026
- Advisory employees · 1 to 2Mar 13, 2025 to Mar 31, 2026
- HNW clients · 23 to 39Mar 13, 2025 to Mar 31, 2026
- Individual clients · 27 to 15Mar 13, 2025 to Mar 31, 2026
- Pension plan clients · 23 to 38Mar 13, 2025 to Mar 31, 2026
- Employees · 3 to 4Mar 13, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 2Mar 13, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $337M to $485MMar 13, 2025 to Mar 31, 2026
- HNW RAUM · $100M to $195MMar 13, 2025 to Mar 31, 2026
- Individual RAUM · $11.5M to $3.0MMar 13, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $5.3M to $6.0MMar 13, 2025 to Mar 31, 2026
- Pension RAUM · $230M to $293MMar 13, 2025 to Mar 31, 2026
- RAUM · $342M to $491MMar 13, 2025 to Mar 31, 2026
- Accounts · 195 to 188Mar 12, 2024 to Mar 13, 2025
- HNW clients · 31 to 23Mar 12, 2024 to Mar 13, 2025
- Individual clients · 17 to 27Mar 12, 2024 to Mar 13, 2025
- Pension plan clients · 24 to 23Mar 12, 2024 to Mar 13, 2025
- Financial planning clients · 26-50 to 26-50Mar 12, 2024 to Mar 13, 2025
- HQ city · unset to Mar 12, 2024 to Mar 13, 2025
- HQ state · unset to Mar 12, 2024 to Mar 13, 2025
- Discretionary RAUM · $287M to $337MMar 12, 2024 to Mar 13, 2025
- HNW RAUM · $91.3M to $100MMar 12, 2024 to Mar 13, 2025
- Individual RAUM · $5.6M to $11.5MMar 12, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $16.2M to $5.3MMar 12, 2024 to Mar 13, 2025
- Pension RAUM · $206M to $230MMar 12, 2024 to Mar 13, 2025
- RAUM · $303M to $342MMar 12, 2024 to Mar 13, 2025
- Accounts · 182 to 195Mar 30, 2023 to Mar 12, 2024
- HNW clients · 29 to 31Mar 30, 2023 to Mar 12, 2024
- Individual clients · 20 to 17Mar 30, 2023 to Mar 12, 2024
- Pension plan clients · 23 to 24Mar 30, 2023 to Mar 12, 2024
- Discretionary RAUM · $258M to $287MMar 30, 2023 to Mar 12, 2024
- HNW RAUM · $93.0M to $91.3MMar 30, 2023 to Mar 12, 2024
- Individual RAUM · $4.1M to $5.6MMar 30, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $14.5M to $16.2MMar 30, 2023 to Mar 12, 2024
- Pension RAUM · $175M to $206MMar 30, 2023 to Mar 12, 2024
- RAUM · $272M to $303MMar 30, 2023 to Mar 12, 2024
- Accounts · 174 to 182Mar 24, 2022 to Mar 30, 2023
- HNW clients · 26 to 29Mar 24, 2022 to Mar 30, 2023
- Individual clients · 16 to 20Mar 24, 2022 to Mar 30, 2023
Signals
3 dated events
- I••••••••• F•••••••• reported RAUM $491.4M, up 44% from $342.0M (2025-03-13 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Robert Jeffrey Hunt (Partner) no longer on Schedule A of I••••••••• F•••••••• (listed 2020-12-08, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- I••••••••• F•••••••• filed its initial SEC registration (Form ADV)Jul 10, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 210-200-8878reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 210-200-8878reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $246Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026